Theodore counsels registered funds, private funds, their managers and sponsors in connection with organizational, offering, transactional, and compliance matters. Theodore regularly works with a variety of different fund structures, including open-end and closed-end funds, private equity and hedge funds. He also counsels investment advisers on various matters, particularly with respect to registration and disclosure issues. Theodore has significant experience with investment company status issues under the Investment Company Act of 1940.
Firm News
06.18.24
Troutman Pepper Counsels Hudson Glade in Acquisition of Quality First Home Improvement
Articles + Publications
05.10.24
Investment Management Update - Q1 2024
Firm Events
04.30.24
Private Equity CFO Association April Meeting
Articles + Publications
04.09.24
Securities Investigations and Enforcement Newsletter — April 2024
Troutman Pepper Financial Services
02.14.24
How to Avoid a Similar Fate? SEC Charges Firms With Record-Keeping Violations for Off-Channel Communications
Articles + Publications
02.14.24
How to Avoid a Similar Fate? SEC Charges Firms With Record-Keeping Violations for Off-Channel Communications