From the formation stage to seasoned-issuer status, our financial services industry attorneys have the experience and knowledge to advise financial institutions, financial technology companies, and other financial services providers on securities and capital markets matters during all stages of their growth cycle. Along the way, we can assist companies with developing and maintaining robust corporate governance practices and internal policies, including advising on related matters such as executive compensation and compliance issues, as well as the increasingly complex reporting obligations for financial institutions that are also public companies.
As principal outside counsel to financial institutions, financial technology companies, and other financial services providers, we have significant experience advising our clients in the following areas:
Firm News
12.27.23
Troutman Pepper Advises Piper Sandler in Private Placement of Common Stock for Blue Ridge Bankshares, Inc.
Articles + Publications
06.30.22
Time to Assess "Foreign Private Issuer" Status - 2022
Articles + Publications
01.04.22
NCUA Finalizes Amendments to Subordinated Debt Issuance Regulations